AssetAce Asset Management is listed in San Diego, CA at the contact number 424-334-0125. Before engaging any investment advisory or asset management firm, consumers should complete the verification steps below.
Our research (June 2026) did not locate a verified SEC, FINRA, or California DFPI registration for this entity under the name AssetAce Asset Management. An unregistered investment firm operating in California may be violating state and federal securities law. Do not transfer funds to any investment firm before completing the verification steps below.
How to Verify Any Investment Firm Before Investing
All legitimate investment advisors and asset managers in the United States are required to register with either the SEC (for firms managing over $100 million in assets) or their state securities regulator. Use these free official tools to verify:
- SEC Investment Adviser Search (IAPD): adviserinfo.sec.gov — search by firm name to find Form ADV, AUM, disciplinary history, and registration status.
- FINRA BrokerCheck: brokercheck.finra.org — verifies broker-dealers and registered representatives; also accessible by phone at 1-800-289-9999.
- California DFPI License Search: dfpi.ca.gov — verifies state-registered investment advisors, lenders, and financial service providers in California.
- NASAA Fraud Center: nasaa.org/investor-education/fraud-center/ — North American Securities Administrators Association; report unregistered investment activity.
Red Flags to Watch in Investment Services
- No verifiable SEC or state registration number provided
- Promises of guaranteed returns or above-market performance
- Pressure to invest quickly or keep the opportunity confidential
- Difficulty obtaining written account statements or accessing funds
- Solicitation through unsolicited calls, texts, or social media messages
Report Suspected Investment Fraud
If you believe you have been solicited by an unregistered investment firm in California, you can file a complaint with:
- California DFPI: dfpi.ca.gov/file-a-complaint/
- SEC: sec.gov/tcr
- FBI Internet Crime Complaint Center (IC3): ic3.gov
Research note: June 2026 — no verified regulatory registration found for this entity. Profile is maintained in the directory for reference; consumers are strongly advised to complete independent verification before engaging. Report updated information about this listing →